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San Joe

Associate Consultant at Careernet Technologies

Last Login: 20 August 2017

17044

JOB VIEWS

134

APPLICATIONS

16

RECRUITER ACTIONS

Job Code

438051

Senior Analyst - Regulatory Operations - MiFIDII

2 - 4 Years.Bangalore
Posted 7 years ago
Posted 7 years ago

DESIRED PROFILE

- Manage and deliver strategic projects to improve and broaden the regulatory reporting infrastructure

- Perform analysis on the firm's regulatory obligations to define the relevant reporting requirements and document into formal requirements for Technology

- Own and develop testing and delivery plans, working closely with the production teams

- Actively participate in the development of the strategic control framework for Regulatory Operations

- Ensure effective partnership with the production teams to ensure effective handover of new processes and controls into the live environment

- Drive forward solutions to remediate production issues

- Participate in strategic initiatives across the global Regulatory Operations department

- Develop solid working relationships with many other areas of the firm including the Front and Middle Offices, Technology, Legal, Compliance, as well as interaction with external parties and regulators to support various reporting functions

SKILLS & EXPERIENCE

- Experience in an Operations Control Environment

- Strong analytical skills with an ability to understand complex workflows

- Proven ability to organize and prioritize own workload and drive results

- Flexible, proactive and self-starting individual with high levels of ownership

- Strong interpersonal skills together with the ability to influence others and make decisions

- Experience with regulatory reporting

- Working knowledge of trade life cycle

- Working knowledge of tradable financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives

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Posted By

user_img

San Joe

Associate Consultant at Careernet Technologies

Last Login: 20 August 2017

17044

JOB VIEWS

134

APPLICATIONS

16

RECRUITER ACTIONS

Job Code

438051

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