Senior Analyst - Electronic Communication Surveillance - Investment Bank

Job Role :

- Responsible for the surveillance of electronic communications - internal and external to the Firm - including corporate e-mail

- Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the relevant compliance officer/manager

- Remain updated on developments and changes concerning relevant regulatory regulations

- Develop and maintain a good understanding of the Firm's business groups and products, including, but not limited to, Fixed Income, Investment Banking, Equity Research and Equities

Key Skills :

Mature judgment, tact and discretion :

- Strong interpersonal skills and ability to work well in a team environment or independently

- Proficient computer and technical skills

- Strong attention to detail and ability to identify potential issues for quick escalation

- Experience in the Compliance function in Financial Services Industry