Senior Analyst/Assistant Manager - Financial Promotions/Marketing Compliance - Asset Management Industry

KEY RESPONSIBILITIES / DUTIES:

Provided below are illustrative responsibilities/areas of work:

- Review of materials related to financial promotions for EMEA region, such as standard presentations, bespoke presentations, fact sheets and other financial promotion/marketing related communication being produced for EMEA region.

- Perform periodic monitoring reviews for marketing materials approved through risk-based review approach.

- Perform monitoring reviews for RFPs for the EMEA region.

- Preparation of periodic management reports and analysis for Marketing Compliance teams in EMEA.

- Prepare and maintain documentation of procedures, process-flows and roles and responsibilities, for the activities being managed from Hyderabad.

- Maintain, track and report key performance indicators/metrics for Compliance related activities.

- Maintain highly confidential files with respect to sensitive information.

- Execute special projects and ad hoc tasks as required.

- Partner effectively with local and global Compliance team members and other business functions as required. Participate in periodic calls/meetings with the Marketing Compliance teams in EMEA.

- Escalate issues effectively to appropriate levels of management.

WORKING CONDITIONS:

- Working hours will be from 11.30 AM to 8.30 PM IST. However the schedule may change from time to time based on business, process or project related requirements

- Shall be open to work flexible hours

WORK EXPERIENCE / KNOWLEDGE:

3-10 years of related work experience demonstrating the skills identified; preferably in Marketing Compliance domain in Asset Management industry or a similar Compliance domain or regulatory environment. Knowledge of financial products will be added advantage.

SKILLS / OTHER PERSONAL ATTRIBUTES REQUIRED:

- Good written and verbal communication skills

- Interpersonal skills necessary to effectively communicate over phone with a variety of individuals across various regions and levels

- Strong analytical skills and attention to detail

- Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations

- Team player

- Proficiency on MS Office suite of application

FORMAL EDUCATION: (minimum requirement to perform job duties)

MBA or Degree in Commerce/Finance