Risk Manager - Investment Management & Regulatory Hosting Platform

Company - Capricorn Fund Management

Website - www.capricornfundmanagers.com

Location - Andheri East

Work Model - 5 days work from office

Timing: 11am to 8pm

About CFM Ltd

CFM is an investment management and regulatory hosting platform that provides managers with market leading investment, operational and regulatory compliance services. It is part of the Capricorn Group, an international family office, which has been involved in alternative assets since 1995. For more information, please visit www.capricornfundmanagers.com

Incumbent to possess the following competencies:

- Team player - CULTURE is crucial

- Attention to detail & can communicate clearly and succinctly

- Coding abilities - Python/C++17/SQL would be an additional advantage

- Commercial and pragmatic approach to risk oversight across Hedge Funds, Equities, Fixed Income, Real estate, PE and VC

- Understanding of instruments traded within the above strategies

- Comfortable working in a setup of a small, dynamic, growing organisation that is continuously evolving

- Can spot and highlight risks within a portfolio/fund/strategy

Key Responsibilities:

CFM has a risk process policy that it implements with managers that are hosted on its platform.

These include highlighting risks and mitigating controls as well as ongoing risk and compliance monitoring. Some high-level risk oversight responsibilities include:

Fund Level:

- Mandate checks (Post Trade Compliance All Reports/ Fails)

- Liquidity checks (Risk Attributes Report)

- Best execution (Best execution price)

- Disclosure Reporting (Disclosure Threshold Exceptions Report/Fails)

- Market Abuse Monitoring

- NAV reconciliations

- Oversight and responsibility for one team member

Platform Level:

- Aggregate Holding

- Short Selling

- Liquidity Checks

- Overall Portfolio View (Capricorn Daily P&L Summary)

In addition, the role will cover:

- Contribute to the development and maintenance of quantitative analytics to support the Global Ongoing Risk Monitoring Framework for existing investments for all Investment Strategies managed by the firm.

- Ensure that funds operate according to approved fund mandates and other risk guidelines as outlined in the Risk Management policies on an ongoing basis.

Risk metric analysis:

Market Risk

Liquidity Risk

Credit Risk

Regulatory Risk

- Analyse and interpret information and provide advice to management as requested.

- Handling Regulatory Reporting as per the guidelines of FCA & SEC

- Managing connections and interactions with Brokers, fund administrators & external stakeholders.

- Handling projects for Analytics & Technology improvement.

Educational Qualifications:

MBA - Finance is a MUST

Additional Qualification but not mandatory - CFA or FRM

Preferred Work Experience

- Minimum 5 years' experience in a similar role

- Bloomberg experience preferred

- Strong financial risk analyst background

- Strong excel and numerical/data analysis skills

- Back office experience in the Hedge Fund/PE/Real Estate/UCITS space and is familiar with the NAV process