Risk & Control Officer

Role: Officer

Location: Bangalore

CTC: 9 - 12 LPA

Exp: 5-9 yrs

About the Role:

The Controls & Risk Officer role is responsible for driving the internal control agenda, assess the impact of major deployments & changes (Business Management Applications) and manage their implementation and drive standardization along with driving initiatives across the Global Finance Operations unit in an advisory capacity. The person in this role will be responsible for working closely with all the functional group leads to help them adhere to all the controls, policies and procedures.

Roles & Responsibilities:

- Partner with all the above groups to ensure operational controls are in place (adherence to policies, operating procedures, control standards).

- Partner with the Leads to ensure compliance of the various procedures and controls laid down for the functions e.g. Sarbanes Oxley (SOX), CSA review mechanism

- Be the Single Point Of Contact (SPOC) for the team to various groups, as appropriate e.g. the GFI & GFO ORM teams, PWC auditors…

- Ensure that the control requirements are integrated into strategic implementations (e.g. SDM, CDGL…). Interface with other global GFO teams (need based); promoting consistent and best practice control agenda.

- Business Resiliency - work with functional managers to develop, document and test resiliency strategies. Oversee business continuity/disaster recovery planning and testing

- Crisis Management - work with various groups in times of crisis to ensure that the impact to BAU is minimal

- Control self assessments - Perform control self assessment process (CSA); manage to close all CSA per schedule; and interface with Auditors during scheduled audits and ad hoc reviews.

- Participate in strategic initiatives and projects as needed to determine the impact on GFO's internal control environment

- Corporate Compliance - monitor and track the employees to ensure compliance with all corporate wide and controller policies (e.g. Code of Conduct, vacation policy)

- Any other activities that are allied to accomplish the overall control agenda

Vineet Keswani