Role - Risk and Compliance Officer Desired Profile - Expertise in Financial Services & NBFC with 6 to 10 years of experience in similar role Job Description : - Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continuous effectiveness in ensuring all applicable compliances by the company - Collaborate with cross functional teams to facilitate implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution. - Ensure compliance with the statutory requirements and regulations prescribed by SEBI, RBI and IRDA and all other applicable legislation. - Experience of handling governance and compliance activities in the Banking and Financial Service Related Industry. - Periodically conducting audit and inspections, by conducting sufficient and representative compliance testing. - Develop and disseminate Compliance and risk trainings and ongoing communications that help drive Company's culture of compliance. - Maintaining a risk assessment framework for products, services and client's portfolio - Makes sure policies and procedures are in line with RBI & NBFC rules and regulations associated with consumer lending and customer deposits. - Expert to provide pragmatic compliance solutions for monitoring the Fintech setup - Detailed understanding of Fraud / risks to identify suspected fraud and mitigating controls.

Mumbai

Risk & Compliance Officer - NBFC 

Risk & Compliance Officer - NBFC  ,Job Description for Risk & Compliance Officer - NBFC  in WEN in  Mumbai for (6-12) years of experience. Apply Now!

Job Description for Risk & Compliance Officer - NBFC  in WEN in  Mumbai for (6-12) years of experience. Apply Now!