Regulatory Assurance Role - Internal Audit - BFS

Regulatory Assurance - Internal Audit & US GAAP

PFB JD for the role.

Looking for experience in - Internal Audit + US GAAP + banking domain.

Responsibilities & Tasks Include :

- Execute a framework to test if the internal systems supporting compliance with regulatory requirements and expectations are properly designed, documented and implemented and include appropriate governance and data quality controls

- Document process flows to identify controls and control gaps

- Challenge, assess, detail test the design and operating effectiveness of controls

- Document testing results in work papers

- Assist in the identification and risk assessment of issues and work with management to track issues to resolution

- Develop subject matter expertise in regulatory requirements, best practices and expectations

- Report the results of your work to your FRA manager

- Build relationships with key business stakeholders

- Interact with business groups

Skills/ Knowledge :

- Auditing skills and experience in the review and interpretation of regulatory requirements

- Exceptional analytical and critical thinking abiliites; able to develop and convey a point of view

- Strong interpersonal, oral and written communication skills; ability to effectively challenge and influence

- Strong attention to detail and accuracy

- Ability to multi-task and take on a challenging workload and assignments

- Ability to be proactive with minimal direction, ability to work independently and meet deadlines

- Inquisitive and curious about business and functions, strong desire to learn

- High energy and positive attitude

- Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude.

- Ability to thrive in a team environment, working collaboratively with others