Principal - SOX & Internal Audit - International Buy Side Firm
Our Client is a leading international buy-side firm.
Primary Responsibilities :
- Responsible for overseeing the effective operation of the company's internal controls over financial reporting
- Manage a team of SOX reviewers and testers to ensure execution of the testing of the design and effectiveness of established controls and processes
- Assist internal teams in the re-design or creation of enhanced controls to streamline and build more effective processes and assess in the quarterly SOX 404 financial statement risk assessment.
- Monitor the design & operating effectiveness of the existing SOX internal controls to ensure compliance with regulatory and audit guidance
- Liaise with external/internal auditors, process owners and other key stakeholders on testing, projects, reporting metrics, status & other deliverables
- Manage staff to accomplish results through effective recruitment and selection, training and development
- Participate in SOX Budget, Target Operating Models and Resource Planning Sessions
Qualifications & Experience :
- Qualified CA/CIA/CPA with 15-20 years of post-qualification experience in Internal Audit (Preferably Big 4)
- Strong Controls and Sarbanes Oxley expertise: COSO, COBIT
- Proficient in Microsoft Excel, PowerPoint, Visio, GRC Tools- Archer a plus
- A forward thinking, creative individual with high ethical standards & strong analytical and problem-solving skills
- Strong project management skills and able to manage multiple priorities
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