Opening for PMO & Operation Risk
We have an urgent opportunity with one of the top investment bank in Mumbai.
Please find below mention details.
Overview :
The role primarily is to support the Programme Management Office (PMO) for consistent implementation of Controls and Conduct Framework (e.g. L1 Controls, 3 LOD etc.) within CB&S - Asia-Pacific.
The responsibilities include, but are not limited to :
PMO - Programme Management Office :
- Being a key player in the programme governance of Regional CCG led programmes (e.g. Cross Border Activity, APAC Oversight of Global Trader Mandate programme etc.)
- Coordinating working groups or workshops (country or asset level) which will include prep, data capture and synthesis of output, resulting actions and decisions around risk appetite and control.
- Working with L1 BSG PMs on deployment of controls
- Responsible with PMO for APAC CCG SteerCO collateral, meeting management, action tracking.
- Tracking of RCO owned and Regional Audit points with the Global OR team out of London
- 3LOD coordination with the CCG OR team and CB&S stakeholders (COO, BCUs, BMs, Desk heads)
- Alignment with our other regional counterparts and APAC representation in global programmes (e.g. global team calls, regional SME rep on global programmes)
OR
Operational Risk -
- CB&S OR Governance i.e. Maintenance of NPA Log, Assessing and logging of risk indicators / emerging risks / Control Life Cycle Database.
MAT (Cover) :
- Will need to work in the framework to monitor daily P&L, YTD P&L and drawdowns against predefined P&L bands for individual traders across APAC incl Japan asset classes
- Need to follow an escalation process for any business or individual that has a material P&L, event escalation will involve a conversation about the attribution of the trading loss and the actions taken (e.g. stop out, hold position or increase position)
- Attribution and agreed action(s) will be documented and sent to Region Head, Business heads etc to ensure there is full transparency. (ability to articulate cases clearly to senior management)
- Monthly Ops Risk Dashboards for ANZ across asset classes
- Produce Singapore Trader Governance for Singapore branch as part of regulatory governance.
Rakesh
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