Operation/Enterprise Risk Role - Financial Services

The person will be responsible for:

Enterprise risk Management

- Development, implementation & monitoring of enterprise- wide risk management and internal control framework basis 3 line of defense governance structure.

- Frame Policies & Processes for various elements of Risk at enterprise Level.

- Internal Control Framework - process level & entity level controls (PLC & ELC)

- Risk and Control Self-Assessment (RCSA) across organisation and reporting the updated heat map to RMCE & RMCB.

- Monitor Operational Risk, review incidents or operational losses, conduct root cause analysis, and take up for process/ control enhancements.

- Supporting functional CXOs and CRO in the development, deployment and operation of the Operational Risk Management policy and procedure.

- Assisting in review of policies and process with function owners

- Preparing agenda and minutes for various committees like Risk Management Committee of Executive & Board, etc.

Internal Audit :

- Ensure comprehensive, latest and risk based internal audit scope. Appointment / reappointment of auditors etc, on time by the Board & Audit Committee.

- Ensure reports are closed on time along with previous ATRs

- Preparing Internal Audit scope and Audit calendar for Mutual Fund and AMC