Officer/Manager - Compliance - BFSI

Educational Qualifications: CS

Experience: 3-5 years of relevant experience of handling compliance of the company/LLP in Real Estate Finance, Corporate Finance, Corporate Analysis

Job Description:

- Manage AIF Fund Organisation including set up, compliance, reporting

- Assist in structuring, review and execution of Transaction Documents and obtaining custody letter from Debenture Trustee

- Checking & advice filing application forms and Preparing MIS for Investors

- Review and rectify executed documents in case of any error

- Issuing Debenture Allotment Letters and confirming IRR start dates with Investors

- Preparing draft documents (Corporate Action Form, Beneficiary Details, Board Resolution and NSDL covering letter, obtain PAS-3) for Developer

- Issuance of Debentures with the help of R&T agent and obtain corporate action report

- Keep track on Financial Covenants (Condition Precedents and Condition Subsequent)

- Maintaining deal tracker for all the documents related to transaction

- Preparation of Interest Servicing statements (per latest Beneficiary Position statement) and ensure TDS payments for Debenture Holders

- Ensure debenture related compliance as per Companies Act 2013

- Preparing Investor update reports

- Ensure regular Interest and Principal payments per DTD. In case of any deviation, intimating Developer and Debenture Trustee and take appropriate steps

- Ensure AIF Category 2 compliance

- Understand Accounts, taxation, financial analysis of each transaction

- Vetting of documents & e-forms on various portals

- Co-ordination with trustee & debenture trustee and fund accounting team

Essential skills:

- Good presentation skills

- Good excel and financial analysis skills, financial modelling

- Good command on Statutory compliance of the LLP/ Company

- Well versed with company laws, RBI and SEBI guidelines

- Excellent Communication skills - written and verbal

- Fast learning, solution oriented, independent

- Having experience of enlisting company with SEBI and IPO issuance will be of added advantage