Nomura - Analyst - Global Markets Controls Office

Global Markets Controls Office - Analyst

Roles and Responsibilities :

- We are seeking a dynamic individual to join the Global Markets Controls Office (GMCO) team, based in Powai.

- The individual will work closely and in partnership with the Global Markets Controls Office (GMCO) team spread across EMEA, AEJ and Japan.

- The individual will assume day-to-day BAU responsibilities relating to Front Office Supervision and will contribute to key projects that are critical to GMCO from a regulatory perspective.

- Contribution to key GMCO tasks

- Ownership of the Hierarchy Maintenance process across Global Markets

- Performing review and analysis of Attestation commentaries and affirmation processes

- Performing Bloomberg chat surveillance for EMEA and AEJ

- Legal Entity controls

- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.

- Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment

- Partnering with Technology, Operations, Finance and other Corporate functions

- Involved in initial User Acceptance Testing of GMCO tools and systems

- Investigation of issues relating to GMCO tools and systems

- Audit and RCSA related monitoring

- Help in producing issue summaries and reports for Regional teams

- Involved in tracking outstanding actions and help in chasing actions to closure'

- Assist the team in information requests from regulators and auditors as required

Mandatory Skills :

- Basic understanding of Non-financial risk and controls and Supervision domain

- Prior experience in Operational Risk Mgmt. (ORM), Ops Control, Product control, Operations would be an advantage.

- Conceptual understanding of Investment Banking and Financial markets

- Basic knowledge of Capital Market products (Equities, Fixed Income and FX)

- Reporting and analysis - ability to review and understand new information sources and produce summaries of key information

- Good communication skills, both written and verbal

- Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting)

- Attention to detail

- Experience of working with a diverse stakeholder group across multiple Regions

- Ability to work under pressure to tight timelines.