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22/10 Reema
Non - Tech Hiring at Morgan Stanley

Views:1513 Applications:142 Rec. Actions:Recruiter Actions:0

Morgan Stanley - Manager/Senior Manager - KYC/AML - Investor Services Team (6-12 yrs)

Mumbai Job Code: 756629

Looking for candidates with Core KYC/AML 5+ years of experience.

Job Purpose : 

- Morgan Stanley Fund Services is committed to providing the highest standard of services to the funds that we administer. Investor Services lies at the heart of this commitment.

- The Investor Services team is charged with providing a best in class service to both our clients and their investors. 


- The role of an AML Representative is key to meeting this goal.

Responsibilities include:

- Providing day-to-day investor services to both the Fund Manager and the investors in the fund.

- Meeting the delivery of services to clients against a pre-agreed service level agreement.

- Keeping line management appraised of operational issues in a timely manner.

2.Principle Accountabilities : 

Service Delivery: 

- Act as a contact point for fund investors AML related matters.

- Act as a contact point to the fund manager for AML related matters.

- All communication with investors and fund managers must be professional and compliant with the Firms communication policies.

- Ensure investor accounts are in compliance with anti-money laundering requirements and regulations and company AML policies and procedures.

- Handle queries from investors and fund managers in a professional and prompt manner, escalating where appropriate.

- Ensuring investor AML documentation is maintained in a complete and organised manner.

- Produce MIS and other internal operational reports that assist in the effective operation of the team.

- All of the above should be carried out in compliance with the Service Level Agreements agreed with each client.

Compliance : 

- Investor servicing requires compliance with a range of policies. The successful candidate should have:

- A detailed knowledge of the offering documentation for the funds being serviced.

- A strong knowledge of the regulations that pertain to the domicile of the fund being serviced.

- A strong knowledge of our internal policies and procedures. Particular emphasis is required on all matters relating to Anti-Money laundering controls.

Client Skills : 

- The successful candidate will play an important role in the delivery of service to our clients. They also play a key role in maintaining our relationship with clients. They should have;

- A strong working relationship with the appropriate IS contact at the client.

- Be an established point of contact with client IS contact.

- Have a solid understanding of the particular requirements of the client.

3.Key Characteristics / Competencies : 

- A strong knowledge of AML regulations (as it pertains to funds would be advantageous).

- An aptitude for client service.

- Good administrative and organisational skills with a particular focus on accuracy and attention to detail.

- An ability to work under pressure and an ability to cope with increased workloads at month-end.

- An ability to work as part of focussed team.

- An ability to work as part of a global, distributed team.

- A third level qualification preferably in a legal/compliance discipline.

Women-friendly workplace:

Maternity and Paternity Benefits

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