Manager - Trade Surveillance - BFS

Role:

The main responsibilities include but not limited to:

- Review, investigate and escalate alerts generated by the Global Market Surveillance system. This system is designed to identify breaches of internal policies surrounding Information Boundaries or individual behavior that may signify potential risk to the company and/or its clients-, in particular, that of Market Abuse risks.

- Check the alerts closed to ensure that all quality related parameters are met by the team.

- Perform daily monitoring tests that ensure that the risks within the monitoring plan are mitigated.

- Escalate instances of irregularities to regional hubs.

- Produce reports providing management information for Senior Management.

- Assist in the ongoing development of the system to improve the efficiency of monitoring within the business.

- Assist with user acceptance testing (UAT) of newly developed monitoring tests.

- Assist in the initial set up and drafting of procedures manuals.

- Foster a close relationship with the various Compliance teams.

Skills:

- 6+ years of experience in Trade Surveillance/Market Abuse/Insider Trading.

- The candidate should have team handling experience

Not looking for AML/KYC/Personal Account dealing/Employee compliance experienced candidates.