Manager - SOX Compliance - Bank

Currently hiring for client based in Gurgaon

Co Name: Leading Banking Mnc

Designation: Manager

Role: We are currently seeking an experienced professional to join our team in the role of Manager-Control office.

Principal responsibilities:

- Facilitate RCA creation for in scope processes

- Facilitate RCA refresh and update (annual/based on trigger events)

- Review of RCAs including ensuring global RCA consistency from a scoping, risk assessment and controls perspective

- Support the scoping of RCAs

- Support to ensure that there is a RCA and associated control owner continuous monitoring plans maintained for all key processes and controls across Finance.

- Qualitative review of issues and actions recorded by control owners and incidents recorded by event owners

- Review impact of recorded issues and incidents on the control environment

Qualifications :

- 7-12 years of relevant post qualification experience in the risk and controls domain with a leading accounting firm / financial services industry. Post-Graduation/CA/ MBA Finance is preferred.

- Strong risk and control experience. Experience in performing risk and control assessments, assurance reviews and managing SOX framework is a key requirement.

- Business analysis experience and strong technical and commercial understanding of what drives the numbers reported;

- Strong interpersonal skills with proven ability of excellent stakeholder management, working effectively across global and regional teams

- Ability to work effectively under pressure with competing and rapidly changing priorities;

- Execution oriented: proactive escalation of issues whilst maintaining solution focused and flexible approach to accommodate the changing business/function needs.