Manager/Senior Manager - Risk - Equity Broking

Manager/Sr.Manager -Risk (Equity Broking)

CTC- 15 Lacs pa

Location - Mumbai

Experience requirement of 8-12 Yrs.

Software: LD Rakshak & other broking software knowledge.

- Knowledge of advance excel including macros.

- Administering the risk management activities for Institutional, HNI & retail clients.

- Client & Dealer Mapping both HNI and Institutional Clients.

- Limits management & Trade monitoring for Institutional Clients including all orders (FIX, Bloomberg).

- Intraday Monitoring of PCG & PW clients in both segment Cash & FNO.

- Intraday Monitoring of Prop & Ambit Investment Funds in both segment Cash & FNO Raising Triggers & alarms.-

- Monitoring & reporting PMLA alerts across Ambit group

- Extending support to the entire client base and branches on stocks, risk management system, account opening, portfolio tracking, RSA Token and brokerage related issues

- Operational Risk Management considering tools such as Checksum, DCFC and RCSA

- Formulating RCSA- (Risk & control self assessment) & quarterly testing for all operation processes to identify key risk & put control around the same.

- Identifying suspicious and unusual cases at scrip & client level and accordingly reporting to Regulators like FIU, NSE, and BSE.

Job Opening with Leading Stock Broking House.

All the interested candidates can forward their updated resumes or call on 9867303334

Ravi Suryawanshi
Ability Unleashed HR
M-9867303334