Manager/Senior Manager - Risk & Compliance Operations Specialist - FinTech

Manager/Senior Manager- Risk and Compliance Operations Specialist

My client one of the leading Fintech Firms globally is looking to hire a Compliance and Regulatory Professional.

Responsibilities:

Regulatory Compliance:

- Stay abreast of evolving regulatory requirements and guidelines relevant to the fintech industry, particularly in payments and lending domains.

- Interpret regulatory changes and assess their impact on the company's operations, products, and services.

- Advise internal stakeholders on compliance obligations and assist in implementing necessary changes to ensure adherence to regulations.

KYC and AML (Anti-Money Laundering):

- Develop and enhance KYC policies and procedures to ensure thorough customer due diligence and compliance with AML regulations.

- Conduct risk-based customer reviews and screening processes to identify potential money laundering activities and fraud risks.

- Implement effective monitoring mechanisms to detect suspicious transactions and report them to relevant authorities as required.

- Risk Assessment and Mitigation

- Compliance Monitoring and Reporting

Candidate Requirements:

- Bachelor's degree in Finance, Business Administration, Law, or a related field. Advanced degree or professional certification in compliance, risk management, or AML preferred.

- 6 years of experience in risk management, compliance, or regulatory affairs within the fintech or financial services industry, with a focus on payments and lending.

- Strong understanding of KYC principles, AML regulations, and other relevant compliance requirements.