Manager/Senior Manager - Risk Assurance - CA - Consulting Firm

Plan and execute Internal Audit /controls testing/controls validations work

- Liaise with Company engagement teams and end client as part of planning, execution and reporting phases of the audit

- Participate in client meetings, walk throughs and update documentation/flowcharts accordingly

- Document process narratives

- Perform detailed control effectiveness testing

- Prepare deliverables in accordance with SDC User Guide and instructions received as part of the engagement teamwork requests

- Maintain working knowledge of SDC User Guides

- Monitor time and manage deadlines

- Adhere to Company SDC policies and procedures

- Participate in training, coaching and other developmental opportunities

- Project Management; Manage personal time and engagement deliverable schedule

- Guide, supervise, and support other team members

Requirements :

- The candidate must have strong Internal Audit experience covering all the key phases of planning, execution and reporting

- Experience of performing Internal Audit in the Financial Services Sector and having a good understanding of banking processes

- Strong experience and knowledge of Anti Money Laundering (AML) and Know Your Customer (KYC) domains through either internal auditor validations.

- Experience of performing validation testing in the scope of third line of defense

- Strong verbal and written communication skills with experience of drafting detailed audit documentation

- Basic understanding of IT Controls and some experience in performing IT controls testing would be helpful

- Self-motivated individual who has the knack and ability to learn on the go and adapt to dynamic client requirements

- Understanding of process workflow for delivering work end to end

- Experience participating in a wide range of projects and collaborating across multiple work streams or teams ; consistently demonstrating creative thinking, individual initiative and timely completion of assigned work

- Consistently demonstrate teamwork by working as a team member; understand personal and team roles; contribute to a positive working environment by building solid relationships with team members; and proactively seek guidance, clarification and feedback.

- Ability to work effectively under pressure without compromising professional standards or quality of the work being performed.

- Experience with the Microsoft Office suite of products (i.e. Word, Excel, PowerPoint, Visio, etc.), including an understanding of the v-lookup, text, reference and logical and information functionality in excel.

- Demonstrated self-motivation and a desire to take responsibility for personal growth and development

- Commitment to continuous training and to proactively learn new processes.

Minimum Degree(s) :

- Bachelors or Masters Degree in Commerce

- Chartered Accountant

- Understanding of audit concepts and regulations

- Minimum of 8 years- experience in the domains mentioned above -

Candidates with - Big 4- or equivalent experience would be preferred

Certification(s) preferred : 

- AML related certifications

- CA/CIA / CISA certifications