- Supervising various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems, etc. - Interacting with the statutory authorities for approvals & clarifications - Compliances with PMLA guidelines, Drafting and Vetting of various distributor, office agreements, redressal of investor grievances, etc. - Drafting minutes of AMC and Trustee Company, Reporting of compliances. - Generation of MIS and reporting to top level management, Handling of Statutory Audit, SEBI Audit, Internal Audit, etc. - Checking of Compliance limits as per SEBI Regulations, Liasoning with the auditors on compliance issues - Providing compliance updates to various departments, Monitoring & reporting of compliances relating to investors servicing to statutory authorities - Approving advertisements for marketing dept, Ensure that the guidelines are adhered to for introduction of new schemes, change in load structure based on recommendations from marketing and sales.

Bangalore

Manager/Senior Manager - Legal - NBFC 

Manager/Senior Manager - Legal - NBFC  ,Job Description for Manager/Senior Manager - Legal - NBFC  in CareerNet Consulting in  Bangalore for (5-10) years of experience. Apply Now!

Job Description for Manager/Senior Manager - Legal - NBFC  in CareerNet Consulting in  Bangalore for (5-10) years of experience. Apply Now!