Manager/Sr Manager-Compliance
Role-Manager/Sr Manager Compliance
Reporting to : Head of Legal and Compliance & Secretarial
Company : A fast growing fintech start up by on of Flipkart's cofounder
Location : Bangalore
Experience : 5-17/18 years
Role and Responsibilities :
Responsibilities
- Support the (Mutual Fund/ Insurance/ NBFC) business in remaining compliance within the regulatory environment and managing their risk
- Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.
- Participate in the review of new business initiatives and transactions requiring pre-approval
- Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.
- Manage regulatory inquiries and examinations in close coordination with the CCO and Business partners
- Collaborating with other stakeholders like Business, Product, Operations, Technology, Legal etc. to address compliance issues which many impact the function/business and develop approaches/ action plans to manage current and emerging risks
Qualifications :
- Advanced Degree preferred - CA, CS, Law, MBA etc
- Strong understanding of Compliance requirements and regulations. Exposure to requirements of multiple regulators viz. RBI, SEBI, IRDA would be desirable experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function
- Experience in managing of regulatory inspections/ audits would be preferable
- Strong analytical and problem solving skills and can thrive under pressure
- Good interpersonal skills and people management skills
- Exceptional communication (both written and verbal) skills;
If interested, please share updated resume along with below details:
Current CTC :
Expected CTC :
Notice Period :
Didn’t find the job appropriate? Report this Job