Manager/Senior Manager - Compliance - BFSI

Manager/Sr Manager-Compliance

Role-Manager/Sr Manager Compliance

Reporting to : Head of Legal and Compliance & Secretarial

Company : A fast growing fintech start up by on of Flipkart's cofounder

Location : Bangalore

Experience : 5-17/18 years

Role and Responsibilities :

Responsibilities

- Support the (Mutual Fund/ Insurance/ NBFC) business in remaining compliance within the regulatory environment and managing their risk

- Drive the identification, assessment, measurement, mitigation and monitoring of compliance risk as it pertains to the business.

- Participate in the review of new business initiatives and transactions requiring pre-approval

- Deliver independent risk assessment and reports that provide senior management with the risk profile of the firm.

- Manage regulatory inquiries and examinations in close coordination with the CCO and Business partners

- Collaborating with other stakeholders like Business, Product, Operations, Technology, Legal etc. to address compliance issues which many impact the function/business and develop approaches/ action plans to manage current and emerging risks

Qualifications :

- Advanced Degree preferred - CA, CS, Law, MBA etc

- Strong understanding of Compliance requirements and regulations. Exposure to requirements of multiple regulators viz. RBI, SEBI, IRDA would be desirable experience in Banking & Financial Services industry in a Compliance or control or risk advisory related function

- Experience in managing of regulatory inspections/ audits would be preferable

- Strong analytical and problem solving skills and can thrive under pressure

- Good interpersonal skills and people management skills

- Exceptional communication (both written and verbal) skills;

If interested, please share updated resume along with below details:

Current CTC :
Expected CTC :
Notice Period :