Role: Manager - Wealth Management
Type: Full Time
Location: Onsite
Job description :
Framework :
- Work closely with various OPC teams to ensure that guidelines established centrally are adapted in APAC.
- Update RCSA and risk maps as part of the implementation of the Operational Risk framework.
- Identify gaps in the control framework based on IG missions, RISK ORC permanent control actions, open risk areas, TAC/NAC, projects and incidents.
- Subsequently review the control plans using a risk-based approach.
Risk management :
- Monitor the ORUS controls results declared by Operations Teams and report the sign-off status
- Perform the control testing as defined in the control plan and validate the action plan with management
- Ensure operational risk incidents are properly collected, coordinate the root cause analysis and contribute to the definition of remedial actions
- Follow-up and contribute to close recommendations/permanent control actions/incident remediation actions assigned to ISPL Wealth Management
- Take a step back to identify key risk areas and to propose long-term remediation actions to ISPL management
Regulations, Procedures and Code of Conduct :
- Pro-actively monitor the regulations changes to ensure cascading in Ops teams.
- Monitor the implementation of global/local regulations and internal policies by Ops teams.
- Ensure compliance with global and regional policies, especially
Technical Behavioral Competencies :
- Excellent interpersonal and communication skills in English
- Provide excellence in term of quality of deliveries and quality of service
- Strong analytical skills and control mindset.
- Ability to work independently and as part of a team
- Show a continuous improvement mindset problem solving mindset
- Takes initiative and is results driven
- Act with integrity
- Able to work under pressure
- Ability to integrate various information and synthesize them.
- Coordination and multi-tasking skill.
- Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) for statistical analysis and report production
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