Posted By
Posted in
Banking & Finance
Job Code
1404522
Responsibilities:
As a compliance professional, you'll need to:
- Perform risk assessments to understand risk level, significance and scope
- Keep up to date with, and understand, relevant laws and regulations
- Monitor compliance with laws, regulations and internal policies
- Manage voluntary best practice relating to professional standards
- Ensure that your findings are recorded and followed up with management so that issues can be rectified
- Educate employees on not only the regulations, but also the impact on the organisation if these aren't complied with investigate irregularities and non-compliance issues
- Report back to business functions on current risk and compliance performance
- Highlight or escalate areas of concern
- Contribute to robust and effective compliance controls within the organisation
- Review marketing materials, presentations and websites to ensure compliance with regulatory requirements
- Assist in the gathering of internal information in response to regulatory requests
- Perform various general administrative duties (such as file creation and maintenance of ongoing administrative projects)
- Collaborate with other departments to create a culture of compliance.
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Posted By
Posted in
Banking & Finance
Job Code
1404522