- Development of compliance related policies and procedures - Development of Compliance Risk Assessment Framework - Developed compliance indicators for monitoring of key compliance requirements - Preparation of Compliance testing plan and performing compliance reviews - Preparation of Compliance dashboards and reporting - Compliance Advisory on specific banking divisions or products. - Creation and maintenance of conduct risk management framework, and where necessary enhance the procedures and systems relating to the management of conduct risk to ensure that the Board's risk appetite and all regulatory requirements are met. - Communication of the conduct framework requirements, policies and procedures through reporting and delivering appropriate training for relevant business teams. - Maintenance the conduct risk assessment methodology, perform assessments, conduct related due diligence and identify and implement appropriate controls to mitigate risks identified. - Preparation and implementation of Board's risk appetite relating to Conduct Risk is implemented throughout the business. - Maintenance and enhancement, where necessary, of the Conduct Risk Framework, considering any emerging conduct risks and regulation. - Provide advice and training to the business in respect of conduct risk issues.

Mumbai

Manager - Regulatory Compliance - Banking Domain - Big4 

Manager - Regulatory Compliance - Banking Domain - Big4  ,Job Description for Manager - Regulatory Compliance - Banking Domain - Big4  in Totlrpo in  Mumbai for (8-18) years of experience. Apply Now!

Job Description for Manager - Regulatory Compliance - Banking Domain - Big4  in Totlrpo in  Mumbai for (8-18) years of experience. Apply Now!