Manager - Quality - Financial Services

Designation : Manager-Quality

Industry: Finance / Financial Services

Vacancies: 1

City: Mumbai

State: Maharashtra

Country: India

Experience min (y.m):5.01

Experience max (y.m): 8.01

Job Description

Responsibilities include the following key processes /duties:

- Conducting Quality Assurance reviews to ensure compliance with department documentation standards.

- Reviews apply to all business units (Institutional Securities Group, Wealth Management, Investment Management, Compliance, Risk Mgmt., Banks, and Finance) globally.

- Execute existing QA test programs, lead discussions with Audit teams and draft QA reports

- Track corrective actions arising from QA Reviews

- Prepare quarterly QA reporting for IAD Senior Management

Skills/Qualification Requirements

- Approximately 5-7 years of previous audit experience within the financial services industry or public accounting.

- Knowledge of audit processes and methodology including risk assessments, planning, inherent risk, testing procedures, reporting, and audit workpaper files.

- Multi-tasking of various projects and deadlines.

- Ability to execute independently

- Strong verbal and written communication skills for reporting discussions with Audit Management

- A B.S. degree in business including Economics, Finance, Accounting, etc. [note: an M.B.A. or equivalent postgraduate degree is highly encouraged to demonstrate the candidate's discipline, commitment and focus].

Related licensing a plus.

Company Description

A premier institutional securities platform in India, providing a full range of investment banking, capital markets, equities, fixed income, commodities and derivative products, as well as research services.