Manager - Internal Control - Finance

We are looking Internal Control Manager for a leading Financial Co at Andheri location near J B Nagar Metro Station

Candidate should have at least 3 + years experience in Internal Control and Audit in BFSI Sector.

Education CA or Full Time MBA

Inclination towards SOX and Compliance .

1. Develop processes/ policy documents to ensure compliance with all SOX/ICOFR requirements and issuance of SOX/ ICOFR Certificate

2. Design and administer internal control over financial reporting

3. Evaluate the effectiveness of internal control systems over financial reporting and report on design/operating deficiencies of such internal controls which include reporting and deliberations with Senior management

4. Periodical review of RCM's and flowcharts for all the processes to ensure the coverage of all the relevant risks and controls mapped to the respective processes and sub-processes

5. Identify areas of potential improvement for the processes and updation of the same in relevant systems

6. Periodical review and testing of Entity level controls for its effectiveness

7. Develop and conduct trainings for employees including branch staff which require regular branch visits PAN India

8. Conducting walkthrough and testing as per defined frequency for monitoring design and operating effectiveness

9. Conducting independent testing at defined frequency to ensure controls laid down are operating effectively

10. Coordination with various internal & external stakeholders including auditors etc. and process owners for resolution of deficiencies arising out of control testing

11. Timely communication of actions to be taken and tracking closure of the investigated cases