Manager - Internal Audit/SOX Compliance - Consulting Firm

Internal Audit- Manager- SOX Compliance

The current role requires executing internal audit and other risk consulting engagements for asset managers or reviewing investment processes for insurance companies. As part of the role, the candidate is expected to:

- Perform end-to-end internal audits from planning to reporting including process understanding, walkthroughs, preparation of risk and control matrix / audit work program, control testing to assess their design and operating effectiveness, preparation of audit report and agreeing issues/ actions with management.

- Have an in-depth understanding of the asset management industry risks/ issues / trends and end-to-end investment process (front, mid and back office processes) for all asset classes including fixed income, equities, derivatives, real estate, private equity/ hedge funds and alternatives.

- Have thorough knowledge and understanding of Internal Audit and SOX/ ICFR methodology and IIA requirements.

- Deliver / manage engagements to time, cost and high quality.

- Identify key areas of improvement in the client's business processes and add value by preparing insightful recommendations.

- Contribute to business development activities such as preparing proposals, lead identification

- Always comply with the firm's quality and risk management policies.

- Knowledge of SOX compliance.

Qualification : CA or MBA having relevant experience in Internal Audit and SOX