Manager - Corporate Audit - BFSI

Manager - Corporate Audit

Job Description :

OR&C is an internal function within the Global Markets Operations & Middle Office business that works closely with all its functions and strives to build a strong control environment, around the day-to-day activities performed by these functions, through various initiatives on pro-active risk management.

Role and Responsibilities :

- Work with various enterprise and onshore stakeholders to understand the scope of Internal/External audits scheduled for the year and act as a single point of contact for all audits to help facilitate them per business requirements.

- Assist operations in identifying and raising potential gaps/ self identified audit issues within their respective functions via self assessment modules, brain storming sessions etc. Work closely with business functions to monitor the implementation of mitigation plans and publish scorecards per schedule

- Drive - Being Audit Ready- culture within each of the business functions via various training, awareness sessions on a ongoing basis

- Provide oversight to have a robust governance and oversight process to determine the completeness, accuracy and timeliness of regulatory reports prepared by the line

- Develop, implement and monitor compliance to the Enterprise policies and standards Oversees the planning, implementation, and tracking of specific short-term risk projects from conception to completion with specified end deliverables.

- Monitor the progress of the risk projects, establish a communication schedule to update the relevant stakeholders on the progress of the project and ensure that the project deliverables are completed on time and at the required level of quality.

- To work in a six sigma controlled and process oriented environment

Profile Requirements :

- Risk management experience, including knowledge of risk management governance and controls

- Experience/exposure in managing internal & external audits. Understanding on Global Markets business is an added advantage

- Excellent written & verbal communication skills. Experience in report writing is an added advantage.

- Excellent people management and leadership abilities

- Ability to communicate, share ideas and influence people across all levels

- Superior multi-tasking skills and the ability to work in a fast-paced, often deadline-oriented and dynamic environment

- Eye for detail and good analytical & interpretation skills

Required Skills :

- Wholesale banking / Global Markets experience (8-10 yrs)

- Team Management Experience

- Audit role in the immediate last 2-3 years

- Experience in designing assessment rather than Statutory / SOX/pre-defined audits

- Experience in Risk Management