Manager - Controls Process - Investment Bank

Manager - Controls Process - Bangalore

We are one of the leading recruitment firm looking to hire Control process professional for one of the leading Investment bank client

Location: Bangalore

Experience: 5+ Years

- Candidate will be working on First line of Defense

- Should have experience in Design & Testing of controls

- Control valuation experience

- Reviewing adherence to policies, standards and procedures

- Reviewing whether current standards policies and procedures meet the spirit of original governing entity's obligation, and any changes to the governing entity's expectations over time

- Performing walkthroughs and assisting critical lines of business with process mapping and risk identification, designing the controls framework and testing the controls

- Understanding feedback from independent oversight parties and assessing gaps across products. For instance an audit issue found in one product should be immediately assessed across products and ensure remedial measures are implemented to mitigate recurrence of similar issues.

- Comparison of policies standards and procedures across products for consistency and closure of any gaps that are found

- Comparison of controls across products for optimization, consistency and closure of any gaps that are found

- Ability to understand, analyze and map complex forecasting processes

- Assist in implementing CCB Credit forecasting framework around risk identification

- Creation of a CCB Credit Forecasting discipline around NMEMs, Model Diagnostics, User Tools and Analytics tools

- Provide expertise to risk and control partners as well as support for audit requests

- Liaison with upstream and downstream partners to review the control evidences for RCSA and SOX

- Support Action Plans both internally and externally from issue opening to closure

- Develop enhanced reporting for controls through use of automation, if required

- Presenting findings, recommendations and presentations to Senior Management

- Effectively mentoring other team members to help them develop their risk management skills and domain knowledge