Manager - Control Management - Investment Bank

Location - Bangalore

Experience - 5-10 Years

About the Company

Investment bank

Vacancy: 1

Job Description

Control Management team is responsible for end to end oversight of the control framework and is also involved with several control initiatives across various CTC functions (e.g. Capital Management, Liquidity Management, Finance and Risk Data Operations, CIO/Treasury).

The candidate must be experienced a professional who possesses strong auditing and controls management skills, good knowledge of the banking business, financial instruments and products, and a strong understanding of internal control systems with an ability to drive control programs globally across regions.

Specific Roles & Responsibilities -

This is an individual contributor role and shift timings are 2 pm to 11 pm

The candidate's key responsibilities include but are not limited to the following:

- Support Control & Operational Risk Evaluation (CORE) which includes detailed risk and control assessments, ongoing monitoring of controls through KPI/KRIs, performing controls testing & evaluation.

- Support the Sarbanes Oxley (SOX) and CCAR CFO Attestation (CCAP) Program i.e. controls scoping & risk assessment, testing & evaluation, secondary review and reporting.

- Issue and Action Plan Management - Partnering with business to ensure timely & appropriate closure of issues/action plans (includes monitoring & independent validation of action plan closure).

- Support strategic initiatives and projects (e.g. controls around Models, User Tools, other automation tools and ad-hoc controls initiatives sponsored by the business).

- Design / contribute and implement policies & procedures related to control initiatives.

- Establishing and maintaining strong working relationships across CTC businesses and other control groups (i.e., Audit, Compliance, Legal, Operations, Technology, Business Managers, etc.)

Experience & Skills

- 5+ years of experience in finance, risk, internal/external audit, control testing or related field

- Experience in driving control programs and initiatives

- Strong time management, multitasking and prioritization skills (ability to meet tight deadlines)

- Must have control programs, Control, governance

Working Days: 5 Days a week