Manager - Compliance & Process - Digital Bank

Manager - Compliance & Process

Responsibilities:

- Keeping track of regulatory guidelines and implementation for 811 Developments / Process

- Review/analysis of digital processes, Identification of regulatory gaps and resolving/fixing the process in adherence to 811 /Bank process / regulatory guidelines.

- Liaising with Internal as well as external auditors to conduct audit in a seamless manner for 811 product

- Monitoring of open audit points and coordinating with stakeholders to ensure closure

- Providing product walkthroughs to auditors

- Co-ordinate with Products / IT on various process/System gaps and ensure same gets fixed/corrected.

- Legal support for 811 related vendor/BC agreements. Closure of legal drafts in consultation with Bank Legal team.

- For vendor on-boarding - providing end to end support to internal teams to obtain approval from various stakeholders like Legal ,ORM, Compliance, IRM etc.

Job requirement :

- 5-7 years of banking experience preferably in Compliance/ Audit/Digital Banking

- Good understanding of regulatory guidelines related to KYC, Digital Banking, PPI etc.

- Experience in interfacing with regulators, internal auditors and handling queries/inspection

- Experience in handling senior stakeholder interaction and advise management on risk and control framework

- Experience in people management and adaptable to different ways of working

- Strong written and verbal communication skills & interpersonal skills

- Qualification - CA is mandate