Manager - Compliance - NBFC - CA/CS/LLB

Job opening for Compliance Manager for NBFC at Mumbai.

Job Role: Compliance Manager

Location: Mumbai

Job Roles & Responsibilities:

- To do Anti-Bribery and Corruption related activities

- Activities involved would be Bribery Risk Assessment, Third party Due Diligence, Vendor Risk Assessment, Review of the risk ratings, Maintaining necessary registers, Internal reporting, Conducting trainings

- To proactively manage the possible AML risk and KYC risk, maintain control of the AML/KYC developments in the NBFC/Banks/Payments connected businesses.

- Establishing AML guidelines, ending alerts, submitting STRs, monitoring FIU alerts, and so forth

- In charge of carrying out compliance reviews and compliance testing.

- knowledgeable about adhering to PMLA, RBI regulations, and other relevant legislation.

- creating procedures to track NBFC compliance and drafting, reviewing, approving, and putting into practice a variety of policies.

- coordinating the filing of data and other requirements with the RBI and other agencies.

- interacting with all parties involved to uphold regulatory and company policies.

- preparing documentation to inform management of any changes to regulations that may affect the business.

- Ensuring disclosures on notice boards, websites, and finances.

Qualification:

- Post Graduate in Commerce field

- Effective communication skills as required to communicate with functional heads and other stakeholders.

Interested candidates can call on 9157098873

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