Manager - Compliance - NBFC

This regarding opening with a Non Banking Financial Company as a Manager compliance

Designation: Manager Compliance

Education : MBA or CA/CS

Experience : 5+ years of work experience in compliance

Job role:

- Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continued effectiveness in ensuring all applicable compliances by the company. Manage day-to-day operations of the Program.

- Ensure compliance with the statutory requirements and regulations prescribed by RBI / NHB and all other applicable legislation.

- Ensure implementation of compliance prescriptions at branches and process followed.

- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and to direct compliance issues to existing channels for resolution.

- Ensure documents forming part of loan docket are in compliance with requirements of the RBI / NHB

- Good understanding of KYC & AML Directions, Fair Practices Code and Assets Liability Management.

- Establish and drive the implementation of Corporate Governance norms to ensure transparency in all operations.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

- Experience in handling governance and compliance activities in the Banking and Financial Service-Related Industry.

- Help develop technology solutions to support the various Compliance programs.

Please apply with below details in your resume:

Current CTC:
Expected CTC:
Notice Period: