Manager - Compliance - NBFC

Key roles & responsibilities:

Compliance:

1. RBI reporting

2. All applicable compliances under NBFC Regulations.

3. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit

4. Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report

5. Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or other applicable stakeholders.

6. Assistance on investor due diligence: AML/KYC checks, world check screening

7. Investment process: Review condition precedents documents.

8. Compliance with investment and exit process as per internal protocol

9. Liaising/Communicating with, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc.

Additional Skills Required:

1. Computer Proficiency (MS Word, Excel)

2. Presentation Skills

3. Report Writing & Documentation