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Nidhi Arora

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Last Login: 06 May 2024

Job Views:  
95
Applications:  25
Recruiter’s Activity:  11

Job Code

1358253

Manager - Compliance - investment & technology development Firm

4 - 8 Years.Hyderabad/Gurgaon/Gurugram
Posted 4 months ago
Posted 4 months ago

A global investment and technology development firm with a reputation for innovation and a stellar team is currently looking for a talented individual to join their Legal and Compliance team in Hyderabad/Gurugram, India, as a Manager - Compliance.

What You'll Do Day-to-Day:

As a Manager - Compliance, you will have the opportunity to lead a talented group in our Hyderabad/Gurugram office. Your responsibilities will include preparing regulatory filings, overseeing the review of compliance monitoring reports, and ensuring strict adherence to compliance policies. You will be a key player in developing an understanding of our firm's structure, business activities, and regulatory expectations, while actively identifying areas for improvement.

Key Responsibilities:

- Lead and mentor a dedicated team

- Conduct periodic testing of compliance processes

- Analyze data and electronic communications for policy violations

- Represent the group in senior management meetings and discussions

- Perform risk assessments and prepare formal written reports

Who We're Looking For:

- Holds a master's degree in finance or a related field.

- Possesses an in-depth understanding of the investment management/hedge fund industry and financial instruments.

- Proven experience in preparing risk assessments and formal written reports.

- Leadership qualities to mentor team members, drive performance, and set goals.

- If you find the role appealing and wish to move forward in the application process, kindly respond to this email with your updated resume to confirm your interest and we will get in touch with you.

Note: The company name is not disclosed for confidentiality purposes.

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Posted By

user_img

Nidhi Arora

Recruiter at Risk resources

Last Login: 06 May 2024

Job Views:  
95
Applications:  25
Recruiter’s Activity:  11

Job Code

1358253

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