Manager - Compliance - Internal Audit/Risk

Manager Compliance

Job Description

- Conducting Compliance Testing /Internal audit activities as per annual compliance plan. This includes testing compliances related to regulatory / legislative compliance, tracking & following up on internal review observations- collection of evidence, preparing hard copies files, maintaining related records and data

- Prepares a variety of Compliance Reports such as monthly/quarterly updates, quarterly/annual risk & compliance questionnaires, documents and other written materials (e.g. concise statistical, analytical reports, detailed review findings, reports, memos, letters, etc.) for the purpose of documenting activities, providing written reference etc.

- Driving Enterprise Risk & Compliance Management Framework for the Organization

- Working with virtual teams across different geographies for Risk & Compliance activities across India, Philippines and Canada.

- Responsible for Compliance Program tracking, monitoring & advising on issues related thereto.

- Assisting in Policies formulation, drafting including tracking of renewal, updates and communication to various stakeholders.

- Maintaining regional and enterprise compliance share points, lotus notes and other databases for various reports and documentation,

- Conducting Compliance Trainings including tracking and monitoring of various compliance related training for the organization

- Conducting various assessments such as Privacy Impact Assessments, Fraud Risk Assessments and maintaining and tracking assessments for the entire organization

- Review of variety of internal activities and/or procedures for the purpose of ensuring compliance to policies and procedures, including monthly and quarterly spot checks etc.

- Responsible for creating awareness on Compliance across organization

Desirable Knowledge:

- Internal Audit Experience

- Working Knowledge on Enterprise Risk Management (ERM) Framework

- Regulatory Compliances - Tracking, Monitoring and Testing

Others:

- Knowledge of Risk, Privacy, Fraud and Anti Money Laundering (AML)

- Experience in BCP/DR

- Preference will be given to candidates with Big 4 Internal Audit Experience

Contact jaswinder kohli