Manager - Compliance - Financial Services

Manager - Compliance - SEBI/RBI

We are looking for compliance Operations candidates (No secretarial).

- To monitor and disseminate the regulatory landscape, evaluate the implications and policy requirements/changes and ensure adherence to the same

- Support the monitoring of compliance with applicable policies and regulations.

- Preparation of business dashboards, MIS, reports for the leadership as per the compliance framework

- To develop testing programs for implementation

- To review the breaches, incidents, complaints and conduct investigations

Essential Qualification - Company Secretary/ Chartered Accountant with LLB qualification preferred

Experience 6-8 years of work experience with good working knowledge of managing business/core/regulatory compliance.

Skills

- Excellent in MS office Skills, Excel and PPT skills

- Excellent verbal and written communication skills

- Understanding of Financial Services sector in the Indian and Global context

- Competencies to translate compliance concepts into practical applications of day-to-day operations

- Ability to comprehend and provide solutions for Compliance related matters

Key Pointers:

- Adhering to SEBI/ RBI guidelines.

- Industry: Banking, Rating Industry, Consulting firm, Mutual Funds, Merchant Banking

- Should be working in the Compliance department

- No Secretarial experience

Experience: 6 to 8 years

If interested, Kindly furnish below details ain resume while applying:

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