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19/03 Kusum Agarwal
Founder at KPB Consultants

Views:321 Applications:53 Rec. Actions:Recruiter Actions:50

Manager - Compliance - BFSI - LLB/CS (5-10 yrs)

Bangalore Job Code: 1389325


- Develop and implement compliance policies and procedures in alignment with regulatory requirements for NBFC operations.

- Conduct regular risk assessments and audits to ensure adherence to legal and regulatory standards.

- Stay updated on changes in financial regulations and communicate updates to the leadership team.

- Collaborate with internal departments to integrate compliance considerations into business processes.

- Prepare and submit regulatory reports as required by relevant authorities.

- Respond to regulatory inquiries and manage relationships with regulatory bodies.

- Conduct training sessions for employees to promote a culture of compliance awareness.

- Investigate and address compliance issues, providing recommendations for corrective action.


- Bachelor's degree in Law, Finance, or related field; CS/CA qualification is mandatory.

- Minimum of 4-5 years of specific RBI compliance experience.

- Over 7 years of overall experience in a compliance role within the financial sector, particularly with Banks/ NBFCs.

- In-depth knowledge of Indian financial regulations and compliance frameworks.

- Strong analytical and problem-solving skills.

- Excellent communication and interpersonal abilities.

- Ability to work independently and collaboratively in a dynamic environment.

Women-friendly workplace:

Maternity and Paternity Benefits

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