Manager - Compliance - BFSI

Compliance Manager

Responsibilities:

- Keeping track of regulatory guidelines and implementation for 811 Developing process

- Review/analysis of digital processes, Identification of regulatory gaps and resolving/fixing the process in adherence to 811 /Bank process / regulatory guidelines.

- Liaising with Internal as well as external auditors to conduct audit in a seamless manner for 811 product

- Monitoring of open audit points and coordinating with stakeholders to ensure closure

- Providing product walkthroughs to auditors

- Co-ordinate with Products / IT on various process/System gaps and ensure same gets fixed/corrected.

- Legal support for 811 related vendor/BC agreements. Closure of legal drafts in consultation with Bank Legal team.

- For vendor on-boarding - providing end to end support to internal teams to obtain approval from various stakeholders like Legal ,ORM, Compliance, IRM etc.