Manager - Compliance - BFS - LLB/CS

Job Description :

- Evaluating and analysing the compliance affairs of an organization that would support in advocating the risk associated.

- Should be able to write compliance policies, undertake compliances for HFC. Sound knowledge of drafting and vetting correspondence with regulatory bodies

- Conduct conformance visits within organization to identify compliance and process training needs or gaps and communicate these to the Management Team.

- Engaging with regulatory authorities to facilitate discussions and/or seek specific guidance on critical matters e.g. regulatory observations and non-conformances noted, representations on challenges faced by business in implementation of regulatory guidelines etc.

- Responsible for routine activities to ensure compliance with policies, internal control, procedure and applicable laws and regulation.

- Researching and advising on all regulatory notifications, changes and compliance relevant to the company and driving timely implementation on regulatory changes.

- Ability to review and recommend relevant changes to strategy and products to ensure compliance.

- Ensuring Compliance with respect various NHB Regulations - Filing of Statutory, Refinance Returns & submission of Refinance application.

- Preparation of ALM statement on Quarterly basis

- Co-ordination related to refinance activity.

- Should have had interactions with NHB and successfully concluded NHB audits.

- Co-ordination for NHB Inspection, Refinance - Credit Inspection, subvention & various other Schemes

Skills/qualification required :

- Graduate/LLB/CS

- Good knowledge & Understanding of NHB related process, systems, regulations etc.

- Should have handled NHB compliance recently

Prior experience :

Overall Experience Compliance Experience: 8 - 12 yrs; Specific Experience in NHB related Compliance 5+ yrs.