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31/03 Amit Kapoor
Chief Consultant at Manzil HR Services

Views:212 Applications:47 Rec. Actions:Recruiter Actions:38

Manager - Compliance - BFS (6-20 yrs)

Navi Mumbai Job Code: 909058

To ensure compliance relating to following businesses :

1. Corporate Finance/Investment Banking and Institutional Broking

2. Proprietary Trading

3. Compliance of overseas branches and subsidiaries

4. New Products & Compliance queries- Insti

To supervise and monitor team members following compliances :

1. PFRDA - POP Compliance.

2. FATCA Compliance

3. Regulatory Representation, response on Discussion paper

4. Handling Inspection

5. New Products & Compliance queries - Retail

6. Circular tracking and dissemination

7. Tracking and implementation of Regulatory circulars

8. Institutional KYC Compliance

9. Investment Banking Mandate Approval process

10. Grey and Restricted list updation & memo

11. TRAI Compliance

Women-friendly workplace:

Maternity and Paternity Benefits

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