Manager - Code Building - Investment Compliance - ALLADIN Platform

Functional job title- Investment Compliance Analyst (Manager)

- people with experience on investment banking, asset management

- Looking for people doing code building /role building/logic building in the Portfolio compliance platform.

Approx 7 yrs of experience

- ALLADIN compliance exp would also be preferred.

Client Focused

Provided with a set of clients, the Compliance Reporting Analyst would be responsible for:

Reviews rules setup by other analysts & acts as a control point toward achieving that the rule is working as per client requirement.

Ensure the setup of rules are in line with regulatory requirements including the 1940 Act & UCITS

Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.

Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.

Act as a key linkage point with the OSD teams & other stakeholders including audit. Is able to provide an e2e view of the rule coded, whether it is working properly and resultant breaches if any.

Providing innovative solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.

Is able to appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.

Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.

Scope client requirements against that of the system and perform maintenance to the client's account.

Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.

Keep upto date with industry practice, product development and evolving regulations.