Manager - Client Servicing/Onboarding - Custodian - BFS

JD for the above mentioned role

Managerial Responsibilities-

- Ensuring proper follow of onboarding process, Audit Handling

- Connect with stakeholders for improvement of PMS/AIF Onboarding process

Functional Responsibilities -

- Handling client documentation as per checklist to ensure smooth onboarding of AIF & PMS

- Getting client accounts activated by timely co-ordination with all stakeholders including depository, bank, compliance, stock exchanges etc.

- Ensuring compliance of SEBI regulations while onboarding new clients

- Conducting necessary due diligence checks on all prospective customers and minimize any potential risk / liability

- Stay updated with regulatory changes and appraise the team regarding the same in terms of the changes that may be required in existing process

- Develop system / process to track process efficiency

- Handling day to day client queries and attending all escalated issues from internal and external clients

- Ensure all regulatory reporting / client reporting is completed on time

- Maintain good relationships with the business, regulators, clients etc.

- Develop comprehensive checklists to avoid any miss-outs