Manager - Business Governance & Compliance - BFS/BPO/IT - CA

Manager Compliance- Business Governance & Compliance (BG&C)

This role is accountable for :

- Ensuring Bengaluru Service Centre (BSC) compliance towards its regulatory obligations & internal policy requirements are well managed as per Clients Risk and Compliance framework by

- Maintaining the Regulatory Obligations of BSC in approved systems & tools and keeping it current

- Governing regulatory changes and changes impacting regulatory obligations

- Governing BSC's Compliance to the regulatory Obligations and internal policies

- Testing the effectiveness of controls and uplifting controls insightful Regulatory Risk & compliance reporting to key stakeholder that is clear and concise in a timely manner

- Timely Event management, Risk Management & Change Risk assessment of changes and initiatives

- Providing risk and compliance subject matter expertise (SME) advisory services in the context of day to day business activities and / or on specific initiatives

- Interacting with businesses and supporting them on all 1st line risk and compliance matters;

- Assisting in managing compliance to obligations delegated to compliance team in a timely and efficient manner

- Participating and supporting business unit attestations processes and risk management maturity assessments;

- Assisting in the execution and delivery of team and Client group initiatives

- Assisting in the implementation and improvement of compliance culture in Bengaluru Service Centre

- Responding in a timely manner to stakeholder requests, take ownership and follow-up

Summary for role posting on service now :

- Ensuring Bengaluru Service Centre's (BSC) compliance towards its regulatory obligations & internal policy requirements are well managed by

- Understanding the local regulations obligations and global policy related obligations applicable to BSC

- Maintaining the Regulatory Obligations of BSC in approved systems & tools and keeping it current

- Governing BSC's Compliance to the regulatory Obligations and internal policies

- Governing regulatory changes and changes impacting regulatory obligations of BSC

- Timely Event Management, Change Risk assessment, Risk Management, Insightful Reporting, Control Testing & Reviews.

- Providing risk and compliance subject matter expertise (SME) advisory services in the context of day to day business activities and / or on specific initiatives

- Assisting in the execution and delivery of team and group initiatives

- Implementation and improvement of compliance culture in Bengaluru Service Centre

'Must have' knowledge, skills and experiences :

List key 'must have' knowledge, skills, experiences (KSE) that are relevant to this role. 'Must haves' are critical and fundamental KSEs to perform the role.

The 'must have' knowledge, skill and experience (KSE) the role requires are:

- Proficient in Indian regulatory requirements applicable to IT & ITES organisations

- In the Indian environment Demonstrated Experience in regulator interactions

- In the Indian environment demonstrated Experience in Company Audit / Company secretary practice / Employer obligations management/ Tax regulations management

- Strong Stakeholder Management

- Project management

'Good to have' knowledge, skills and experiences

List key 'good to have' knowledge, skills, experiences (KSE) that are relevant to this role. 'Good to haves' are considered advantageous KSEs to perform the role.

The 'good to have' knowledge, skill and experience (KSE) the role requires are :

- Experience in Compliance Management

- Risk Management Principles

- COR and other Risk toolkits

- Proficient in Microsoft Office Programs

- Business and Executive Report Writing

- Forum and Committee Secretariat Experience

Qualifications :

List key qualifications that are relevant to this role.

- Academic qualifications Chartered Accountant or Relevant tertiary qualifications

- Minimum 7 years in financial services industry with experience in risk, compliance, audit or Company Secretary