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Neharika Bhatt

Recruiter at Ladders Up HR

Last Login: 19 July 2024

Job Views:  
74
Applications:  27
Recruiter Actions:  26

Job Code

1415670

Manager - Business Compliance - NBFC

4 - 6 Years.Jaipur/Rajasthan
Posted 1 month ago
Posted 1 month ago

- Experience: 4-6 Years, Academic: CA/CS, Location: Jaipur Roles and Responsibilities: - Responsible for review of product, policies and processes.

- Responsible of submission of application with regulatory and statutory bodies - Ensure seamless submission of data/ information for the Board Meetings & committee meeting.

- Responsible for formalisation, updation and review of compliance certificates as received from respective departments.

- Responsible for handling department queries on regulatory matters and providing resolution thereof.

- Responsible for ensuring compliance with KYC/ AML guidelines as prescribed by the regulator - Conducting ML/ TF Risk Assessments and Compliance Risk Assessments - Conducting Compliance review and ensuring sustenance of Compliance - Good Knowledge of RBI guidelines, circulars & compliances - Good Communication skills - Drafting skills - Understanding & Interpretation of Regulatory compliances

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Posted By

user_img

Neharika Bhatt

Recruiter at Ladders Up HR

Last Login: 19 July 2024

Job Views:  
74
Applications:  27
Recruiter Actions:  26

Job Code

1415670

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