Manager/AVP - Trade Monitoring & Surveillance - Investment Bank

The Monitoring and Surveillance function undertakes a program of risk based surveillance to monitor compliance with regulatory and internal policies, standards and procedures.

- Conduct daily surveillance of Clients trading activities across Equities, Equity Derivatives, FX, Fixed Income and report to senior management wherever applicable

- Conduct surveillance of trades by monitoring the price / volume movement of all scripts and markets where client has participated to safeguard the firm against any reputational and/or financial loss

- To conduct surveillance and have an understanding of various financial products, understand trading and surveillance systems

A graduate or post graduate with a good understanding of Wholesale Investment Banking Strong product knowledge across asset classes

Strong administrative skills and analytical approach to problem solving and a team player Ability to identify issues and know when to escalate. Methodical and attention to detail

Technical Detail oriented, with strong follow-up. Ability to work independently and interact with all levels of stakeholders