Posted By
Posted in
Banking & Finance
Job Code
1069691
We have an opportunity for Manager / AVP - Securities Settlements role
Location: Pune
Experience : 5 - 10 years
NOTE: WFO only
Roles and Responsibilities :
- The role is to validate CSDR penalties and challenge the appeals for EMEA Securities Settlements along with validation, payment processing, MI reporting and identifying items to be worked in cognizance of fixing issues from root to avoid future fines.
- Effectively manage the operational risk profile in accordance with the acceptable risk appetite
- Ensure that the day-to-day operational business operates in line with agreed SLAs
- Ensure compliance with relevant regulations
- Ensures internal and external expectations are met with respect to the role of the function
- Actively engage with teams, partners and desks across regions
- Act as a visible leader and role model for the function, including working collaboratively with business partners and other corporate functions
Desired Candidate Profile :
- 5-10 years Investment banking experience in Securities products and an understanding of the trade life cycle in detail
- Experience in settlements will benefit
- Excellent attention to detail, pro-active, excellent interpersonal and communication skills, risk/control-focused approach, and a positive attitude
- Client focus when dealing with internal or external clients your goal is to resolve issues on priority
- Outstanding problem solving and analytical skills
- Knowledge on the latest market practices & regulatory framework
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Posted By
Posted in
Banking & Finance
Job Code
1069691