Manager/AVP - Regulatory Reporting - BFSI

Principal Accountabilities:

Key activities and decision-making areas :

- Collate documents, data and associated MI to support an assessment of the effectiveness of controls in place to mitigate/ manage the identified risks.

- Conduct detailed reviews to assess the design and operating effectiveness of controls.

- Work with colleagues in the business to agree to improvements to address control gaps identified during the assessment process, along with timelines for implementing improvements;

- Manage and/or support the business in an implementation of agreed improvements

- Draft clear and concise procedures which provide effective guidance for sales and trading colleagues and design training to communicate and reinforce procedure change.

- Manage and/or support the business in the implementation of agreed improvements

- Issue reports or makes presentations to various stakeholders including senior management and regulators

- Scoping is thorough, no key elements missed out

- Collation of data and documents comprehensive in order to support proper risk assessment

- Through review, no important control gaps missed out

- Implementation plan is detailed, robust, achievable

- Procedures/reports/presentations written with enough clarity so that questions from sales and trading colleagues are minimal.

- To create confidence in Control Office and COO office offshore tasks

- Drive changes to processes

- Feedback from local and London stakeholders

Role Context (The environment and operating conditions of the role including the extent of guidance and authority)

- Deliver a high performance (client service, behavioral expectations)

- Provide highly professional, competent and skilled service to the businesses

- Take decisions based on your knowledge and experience

- Think proactively and propose ideas for enhancements

- Escalate where necessary to direct line management and Control Office

Knowledge & Experience / Qualifications (For the role - not the role holder. Minimum requirements of the role.)

- Bachelor's/Master's or equivalent University degree

- Familiarity with GM products and business (including risks and controls in the business)

- Internal Audit / Assurance experience

- Strong analytical skills

- Excellent report writing/communication skills

- Attention to detail;

- Has experience of managing senior stakeholders and ability to build strong relationships;

- Collaborative style with the ability to quickly build trust and credibility;

- Can do- attitude with a willingness to roll-up the sleeves in order to get things done;

- Strong commercial awareness.

- Some familiarity with the regulatory landscape for the GM business would be an advantage