Manager - Audit - Financial Services Firm

Our Client is one of the largest financial services company in India and is headquartered in Pune, Maharashtra.

Role- Manager - Audit

Location - Pune

Key Responsibilities

1-Adherence to financial & operational company standard operating processes (SOPs)

2. Assurance on legal compliances like RBI regulations, direct/ indirect taxes, labour laws

- Participation in formation of group level Annual Audit Plan (AOP)

- Compilation of monthly & quarterly audit presentations

3. Carrying out information technology (IT) security reviews-to include segregation of duty (SOD) reviews for various it platforms, ERP solutions, licensing, physical/ logical controls, system validations

4. Defining & carrying out of regional office audit templates

5. Policy evaluation & benchmarking

6. Suggesting best practices

7. Involvement in process re-engineering

8. Recommending areas of cost control/ reduction

9. Proposing areas of profit enhancement

10. Process ratings to support functions

Desired Experience :

- CA with 2-4 yrs of experience

- Preferably from big 4 or equivalent firms doing Internal Audit. External audit .

- Internal Audit worked in NBFCs/ banks/ other industries can be relevant

- Good communication

- Advanced excel