Manager - AML - Financial Crime Risk - BFSI

Compliance AML Underwriting for Financial Services for GFI and NBFI

To underwrite Compliance /AML/Sanctions and Financial Crime risk on Global Financial Institution customers - identifying risks and mitigation for them and documenting them in accordance with policy and process

Responsible for investigative research, analysis, and reporting of complex financial crimes transactions, policy violations and/or suspicious situations with high levels of risk. Implements and monitors loss prevention strategies; adjust strategies as necessary. Duties include any or all of the following: conducts investigative research using appropriate investigative techniques to determine liability and impact of cases including mitigation of financial losses or business interruptions. Partners closely with senior leadership to develop strategies to minimize financial crimes portfolio risk through innovative methods with the ultimate goal of maximizing profits. Typically viewed as a subject matter expert relative to financial crime situations. May specialize in a particular type of financial crime.

- Responsible for ensuring the business is collecting and documenting customer due diligence and enhanced due diligence according to corporate policy and GFI procedure.

- The GFI Risk Management Analyst is responsible for ensuring the complete, accurate, and timely documentation of customer data within the customer risk management system.

- This position must stay attuned to industry and regional trends related to compliance issues, financial crimes, and regulatory actions; and proactively identify risk issues and work with senior relationship and risk managers to develop, document, and implement appropriate action plans.

- The analyst is responsible for the evaluation and decisioning of customer information, negative news, and complex financial activity.

- Furthermore, the Analyst will be responsible for providing detailed risk analysis of the GFI customer base.

- This position works closely with relationship managers, risk managers, and customers.

- The Analyst may call on clients with the relationship teams in the region; and ensure appropriate compliance issues are discussed, documented, and managed.

- The GFI Risk Management Analyst will act as a point of contact for inquiries from Financial Crimes Risk Management and International Compliance; and ensure that all enquiries are responded to appropriately and in a timely manner.

Market Skills and Certifications

B.A./B.S. College Degree (4 years)

Masters in Finance, Business Administration, Global Relations

Experience of working in the Financial Services industry and/or compliance risk management.

- AML (anti money laundering) experience.

- Experienced using MS Office (Word, Outlook and Excel) and other Web based applications.

- Ability to build/develop strong relationships and work in a complex and rapidly changing environment.

- Attention to detail.